Regulatory Compliance Audit & Advisory Services BI & OJK - Regulatory Compliance, Risk Managed

Deliverable Process: Regulatory Compliance Audit & Advisory BI & OJK

Entrust your regulatory compliance management to our team. We act as an independent partner, providing structured and measurable support.

1. Initial Assessment & Regulatory Mapping

• Identification of relevant BI & OJK regulations
• Mapping regulatory obligations to internal policies and SOPs
• Identification of priority risk areas

2. Policy & Documentation Review

• Internal policies and standard operating procedures
• Compliance reports and regulatory submissions
• Supporting governance and operational documents

3. Interviews, Walkthroughs & Compliance Testing

• Interviews with management and relevant functions
• Walkthroughs of key business processes
• Transaction and activity sampling

4. Gap Analysis, Risk Rating & Recommendations

• Identification of compliance gaps (minor, major, critical)
• Assessment of regulatory risks and potential sanctions
• Practical and actionable improvement recommendations

5. Reporting & Management Presentation

• BI & OJK Compliance Audit Report
• Executive Summary
• Compliance Gap Matrix
• Compliance Action Plan & Roadmap
• Presentation to Senior Management